Colorado Division of Securities

PP Blog Tag archives on references to "Colorado Division of Securities."

UNBELIEVABLE: Now, A Scam Known As ‘Her Majesty’s Credit Union’ That Duped Investors By Falsely Claiming To Be Insured By Lloyd’s Of London And Backed By The Government, SEC Says

UNBELIEVABLE: Now, A Scam Known As 'Her Majesty's Credit Union' That Duped Investors By Falsely Claiming To Be Insured By Lloyd's Of London And Backed By The Government, SEC Says

A scammer known by three names who’d earlier presided over an “insolvent” credit union in Georgia before being forced out of business in eight months went on to start a bogus credit union in the U.S. Virgin Islands, the SEC said. The Virgins Islands enterprise was known as “Her Majesty’s Credit Union” (HMCU) and sold […]

BULLETIN: Sean Mueller Charged With Racketeering In Colorado Ponzi Probe; Secret Service, State Securities Division Assisted Denver DA In Unraveling Alleged $71 Million Scheme

BULLETIN: Sean Mueller Charged With Racketeering In Colorado Ponzi Probe; Secret Service, State Securities Division Assisted Denver DA In Unraveling Alleged $71 Million Scheme

BULLETIN: In yet-another alleged case of massive Ponzi fraud, Sean Mueller has been charged with violating the Colorado Organized Crime Control Act (racketeering). Mueller, 42, also has been charged with securities fraud and theft. The prosecution was brought by the office of Denver District Attorney Mitch Morrissey, who credited the U.S. Secret Service and the […]

SPECIAL REPORT: Alleged Colorado Ponzi Schemer Had Criminal Record For Securities Fraud, Previous Bankruptcy Record; Allegations Reminiscent Of ASD/Golden Panda Cases

SPECIAL REPORT: Alleged Colorado Ponzi Schemer Had Criminal Record For Securities Fraud, Previous Bankruptcy Record; Allegations Reminiscent Of ASD/Golden Panda Cases

EDITOR’S NOTE: This story is about securities and fraud allegations leveled in Colorado against Philip R. Lochmiller and others. The case was brought amid assertions Lochmiller was operating a real-estate Ponzi, although the backdrop of the story is similar to the backdrop of the story on the “advertising” Ponzi allegations against Florida-based AdSurfDaily. Some of […]

Racketeering Alleged In 14-Year-Old Denver Ponzi Scheme; Mark J. Jackson Indicted Under State Law By Local Prosecutor

Think the Feds are the only thing to worry about if you’re in the Ponzi scheme business? Think again. In yet another prosecution that demonstrates Ponzi schemers have more to fear than federal agencies such as the SEC, the CFTC, the FBI, the Secret Service, the IRS and the Postal Inspection Service, a Colorado man […]